This article was written for and originally appeared on the Kitces Nerd's Eye View blog. It's always a pleasure to work with the Kitces team and I'm grateful for their excellent suggestions, editing, and collaboration. To see the article on Kitces, please use this link . Executive Summary (Written by Kitces Editorial Team) As financial advisers strive to communicate value and differentiate themselves in a competitive landscape, the SEC's new Marketing Rule has significantly r

Rollover equity is a purchase price component that often appears in financial advisory/wealth management services transactions. In short, rollover equity is an equity interest ( i.e. , shares of stock, limited liability company units, etc.) in the purchaser entity or a related entity that is issued to the seller. Oftentimes, rollover equity is generally mentioned in an indication of interest or letter of intent as it relates to purchase price, but granular details are rarely

This article originally appeared in Advisor Perspectives. Restrictive covenants are contractual provisions designed to protect an...